I am writing a paper based on the government entities that regulate the securities Wal-Mart issues.
These are the government entities that regulate the securities Wal-Mart issues:
Securities and Exchange Commission (SEC),
the New York Stock Exchange (NYSE),
the National Association of Securities Dealers (NASDAQ),
the Federal Reserve Bank, the Federal Deposit Insurance Corp (FDIC),
Sarbanes- Oxley Act of 2002.
In about a hundred words, what role do these entities play for investors?© BrainMass Inc. brainmass.com October 24, 2018, 10:17 pm ad1c9bdddf
The response addresses the queries posted in 419 words with references.
//The given Government entities deals with sale & purchase of securities. These entities are involved in regulating the securities of Wal-Mart. You are required to write their role for investors. You have to visit various online and offline sources to get enough information on these entities. I am providing you short information on these entities. Example is given as under: //
Sarbanes- Oxley Act of 2002 grants authority to SEC to study and issue reports on a number of topics. The Act includes many aspects of corporate governance, related securities law enforcement activities, and public company disclosure obligations. (Sarbanes-Oxley Act of 2002)
1. Protect the investors,
2. Maintain systematic, efficient and fair markets
3. Help in capital ...
354 Words, APA Format
Industries of Selected Securities: Example Problems
I need some assistance on this assignment as do not know what industries these stocks are in.
Identify the industries of your six selected securities, including bonds.
1. GE (General Electric)
2. Home Depot
3. Cisco Systems
The selected bond issued by Santa Rosa, California Wastewater Series A. The maturity date for this bond is September 1, 2024. The interest rate is 4.375%, and the CUSIP # is 802649NT6.
please properly cite your references. Thanks.View Full Posting Details