Explore BrainMass

Securities Issues: Wal-Mart

This content was STOLEN from BrainMass.com - View the original, and get the already-completed solution here!

I am writing a paper based on the government entities that regulate the securities Wal-Mart issues.

These are the government entities that regulate the securities Wal-Mart issues:
Securities and Exchange Commission (SEC),
the New York Stock Exchange (NYSE),
the National Association of Securities Dealers (NASDAQ),
the Federal Reserve Bank, the Federal Deposit Insurance Corp (FDIC),
Sarbanes- Oxley Act of 2002.

In about a hundred words, what role do these entities play for investors?

© BrainMass Inc. brainmass.com December 20, 2018, 12:29 am ad1c9bdddf

Solution Preview

The response addresses the queries posted in 419 words with references.

//The given Government entities deals with sale & purchase of securities. These entities are involved in regulating the securities of Wal-Mart. You are required to write their role for investors. You have to visit various online and offline sources to get enough information on these entities. I am providing you short information on these entities. Example is given as under: //

Sarbanes- Oxley Act of 2002 grants authority to SEC to study and issue reports on a number of topics. The Act includes many aspects of corporate governance, related securities law enforcement activities, and public company disclosure obligations. (Sarbanes-Oxley Act of 2002)


1. Protect the investors,

2. Maintain systematic, efficient and fair markets

3. Help in capital ...

Solution Summary

354 Words, APA Format