Securities Issues: Wal-Mart
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I am writing a paper based on the government entities that regulate the securities Wal-Mart issues.
These are the government entities that regulate the securities Wal-Mart issues:
Securities and Exchange Commission (SEC),
the New York Stock Exchange (NYSE),
the National Association of Securities Dealers (NASDAQ),
the Federal Reserve Bank, the Federal Deposit Insurance Corp (FDIC),
Sarbanes- Oxley Act of 2002.
In about a hundred words, what role do these entities play for investors?
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The response addresses the queries posted in 419 words with references.
//The given Government entities deals with sale & purchase of securities. These entities are involved in regulating the securities of Wal-Mart. You are required to write their role for investors. You have to visit various online and offline sources to get enough information on these entities. I am providing you short information on these entities. Example is given as under: //
Sarbanes- Oxley Act of 2002 grants authority to SEC to study and issue reports on a number of topics. The Act includes many aspects of corporate governance, related securities law enforcement activities, and public company disclosure obligations. (Sarbanes-Oxley Act of 2002)
SEC-Mission/Objectives
1. Protect the investors,
2. Maintain systematic, efficient and fair markets
3. Help in capital ...
Education
- MBA (IP), International Center for Internationa Business
- BBA, University of Rajasthan
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