I am writing a paper based on the government entities that regulate the securities Wal-Mart issues.
These are the government entities that regulate the securities Wal-Mart issues:
Securities and Exchange Commission (SEC),
the New York Stock Exchange (NYSE),
the National Association of Securities Dealers (NASDAQ),
the Federal Reserve Bank, the Federal Deposit Insurance Corp (FDIC),
Sarbanes- Oxley Act of 2002.
In about a hundred words, what role do these entities play for investors?© BrainMass Inc. brainmass.com September 26, 2018, 12:42 am ad1c9bdddf - https://brainmass.com/business/the-role-of-government-and-regulation/securities-issues-wal-mart-154214
The response addresses the queries posted in 419 words with references.
//The given Government entities deals with sale & purchase of securities. These entities are involved in regulating the securities of Wal-Mart. You are required to write their role for investors. You have to visit various online and offline sources to get enough information on these entities. I am providing you short information on these entities. Example is given as under: //
Sarbanes- Oxley Act of 2002 grants authority to SEC to study and issue reports on a number of topics. The Act includes many aspects of corporate governance, related securities law enforcement activities, and public company disclosure obligations. (Sarbanes-Oxley Act of 2002)
1. Protect the investors,
2. Maintain systematic, efficient and fair markets
3. Help in capital ...
354 Words, APA Format