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SEC Regulations: Walmart

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Describe the processes used in the Walmart organization in compliance with SEC regulations. I would also like to know where to get such information. Please use at least one reference.

Please provide your opinion based on facts.

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Solution Summary

This answer discusses in about 440 words how Wal-Mart is compliant with SEC in terms of finances and management decisions.

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The most important process that Wal-Mart uses to comply with SEC is to make SEC filings in accordance to the law. A sample of these filings can be examined at: http://finance.yahoo.com/q/sec?s=WMT
This page gives a list of 8K and 10Q filings made by Wal-Mart with SEC.

Consider the financial Information: The finance department in Wal-Mart prepares the financial information and statements required by the SEC like the income statement, balance sheet and cash flow statements.

Wal-Mart is then required to give a description of the management discussion and analysis of financial statements, more disclosures, controls and procedures and other information as required under part B. It is necessary to ...

Solution provided by:
Hatim Baxamusa, MBA
Education
  • BSc , University of Calcutta
  • MBA, Eastern Institute for Integrated Learning in Management
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