Explore BrainMass

Explore BrainMass

    Question about Securities and Exchange Commission

    Not what you're looking for? Search our solutions OR ask your own Custom question.

    This content was COPIED from BrainMass.com - View the original, and get the already-completed solution here!

    What is the Securities and Exchange Commission? How does it affect financial decision-making? What constraints might it put on a company?

    © BrainMass Inc. brainmass.com December 15, 2022, 8:11 pm ad1c9bdddf

    Solution Preview

    Securities and Exchange Commission or SEC is the major financial regulatory authority in the United States that prescribes laws and rules to govern the securities industry in the United States. "The SEC oversees the key participants in the securities world, including securities exchanges, securities brokers and dealers, investment advisors, and mutual funds. Here the SEC is concerned primarily with promoting the disclosure of important market-related information, maintaining fair ...

    Solution Summary

    What is the Securities and Exchange Commission are determined. The expert provides an answer on how it affects financial decision-making. What constraints might it put on a company are given.