Question about Securities and Exchange Commission
What is the Securities and Exchange Commission? How does it affect financial decision-making? What constraints might it put on a company?
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Securities and Exchange Commission or SEC is the major financial regulatory authority in the United States that prescribes laws and rules to govern the securities industry in the United States. "The SEC oversees the key participants in the securities world, including securities exchanges, securities brokers and dealers, investment advisors, and mutual funds. Here the SEC is concerned primarily with promoting the disclosure of important market-related information, maintaining fair ...
Solution Summary
What is the Securities and Exchange Commission are determined. The expert provides an answer on how it affects financial decision-making. What constraints might it put on a company are given.