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security analysts and investment bankers

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1.) Given the potential conflict of interest between security analysts and investment bankers working for the same firm, what potential solutions exist to remedy the situation?

2.) Are they ethically bound to work together in the best interest of their clients?

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Solution Summary

Given the potential conflict of interest between security analysts and investment bankers working for the same firm, what potential solutions exist to remedy the situation?

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In order to remedy such conflict of interest, the management and leaders of the investment banking firm should abide by the code of the conduct of the organization and industry and instruct their workers to work as per ethical guidelines and code of conduct. They should ...

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  • BComm, University of Delhi
  • Post Graduate Diploma in Management (Equivalent to MBA), All India Management Association
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