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Regulatory Compliance

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Who is ultimately responsible for compliance in an organization? Businesses are now forced to demonstrate diligence on regulatory issues and one way they do this is through training programs. However, organizations are facing questions such as:

*Is the training manager responsible for the compliance or non-compliance of trainees after the training has occurred?

*To what extent is the responsibility for compliance shared between the manager who conducted the training and the employee who acknowledged successful completion of the training?

*In other words, when the employee claims completion of a training program, is he or she solely responsible for his or her behavior after training?

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Solution Summary

When it comes to compliance, there is often a gray area as to where the responsibility should be placed. In many instances, it is based on a case by case occurrence and a decision of who is responsible, employee or employer, is made after the facts are collected (Stymiest, 2011). In most cases, an investigation into a non compliance issue will begin with an organizations training program.

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When it comes to compliance, there is often a grey area as to where the responsibility should be placed. In many instances, it is based on a case by case occurrence and a decision of who is responsible, employee or employer, is made after the facts are collected (Stymiest, 2011). In most cases, an investigation into a non compliance issue will begin with an organizations training program.

In order to help mitigate compliance issues and most other negative impacts to the organization, companies typically have established training departments that will provide training to new employees on procedures and safety and health, compliance, and many other critical factors. Once training is completed, the employee signs of that they understand the training. In many cases that is simply not true. The employee's true learning will come from their ...

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