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Security Regulations

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Summarize what these 3 security regulations are:

SEC Act of 1933
SEC Act of 1934
Investment Company Act of 1940

What are they and why are they important to know about and understand?

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The expert summarizes the security regulations for SEC Act.

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1.. Under the Securities Act of 1933, a company that offers or sells its securities must register the securities with the SEC or find an exemption from the registration requirements. The Act provides companies with a number of exemptions. For some of the exemptions, such as rules 505 and 506 of Regulation D, a company may sell its securities to what are known as "accredited investors."

Often referred to as the "truth in securities" law, the Securities Act of 1933 has two basic objectives: require that investors receive financial and other significant information concerning securities being offered for public sale; and it is ...

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