Purchase Solution

Fidelity Investments

Not what you're looking for?

Ask Custom Question

I am having a problem trying to describe the financing issues that an organization faces when it goes public. I need examples for Fidelity Investments, which has had an initial public offering in the past three years to address the following:

Registration, disclosure and compliance issues.

Can someone help me please. I am very lost.

Purchase this Solution

Solution Summary

This explanation provides you a comprehensive argument relating to Fidelity Investments

Solution Preview

Financing

I am having a problem trying to describe the financing issues that an organization faces when it goes public. I need examples for Fidelity Investments, which has had an initial public offering in the past three years to address the following:

REGISTRATION, DISCLOSURE AND COMPLIANCE ISSUES FOR FIDELITY INVESTMENTS

Before Fidelity Investments can offer security for sale to the public it should register the IPO with the SEC or the Securities and Exchange Commission. This needs to be done under the Securities Act of 1933. This law is also called the Act of Full Disclosure.
The registration statement with the SEC will have a description of Fidelity Investments, a biography of officers and directors, financial stakes of all insiders, the directors and officers commonly known as control person in Fidelity Investments, and the list of persons holding greater than 10% of the company's securities. The ...

Solution provided by:
Education
  • BSc , University of Calcutta
  • MBA, Eastern Institute for Integrated Learning in Management
Recent Feedback
  • "I read your comments, and thank you for this feedback. Do I need to find other studies that applied this methodology Ive used? That's where I'm stuck at."
  • "Thank you kindly sir. "
  • "Excellent and well explained. --Thank you kindly. "
  • "Awesome notes. I appreciate you."
  • "I have the follow-up project and I will assign that to you very soon. "
Purchase this Solution


Free BrainMass Quizzes
Academic Reading and Writing: Critical Thinking

Importance of Critical Thinking

Writing Business Plans

This quiz will test your understanding of how to write good business plans, the usual components of a good plan, purposes, terms, and writing style tips.

Operations Management

This quiz tests a student's knowledge about Operations Management

Organizational Leadership Quiz

This quiz prepares a person to do well when it comes to studying organizational leadership in their studies.

Cost Concepts: Analyzing Costs in Managerial Accounting

This quiz gives students the opportunity to assess their knowledge of cost concepts used in managerial accounting such as opportunity costs, marginal costs, relevant costs and the benefits and relationships that derive from them.