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    What are three primary roles of the SEC? How does the Sarban

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    What are three primary roles of the SEC? How does the Sarbanes Oxley Act augment the SEC's role in managing financial governance? Do you think that businesses are more ethical after the passing of the Sarbanes Oxley Act? What examples are there to support you answer?

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    What are three primary roles of the SEC?

    1) to ensure that the security markets in the country operate fairly and as they were intended to operate
    2) to ensure that individuals in the securities market deal with customers and with the data they handle fairly and ethically
    3) to ensure that companies produce accurate, relevant financial statements, including full disclosures, to the public.

    How does the Sarbanes Oxley Act augment the SEC's role in managing financial governance?

    SOX is a joint effort ...

    Solution Summary

    What are three primary roles of the SEC? How does the Sarbanes Oxley Act augment the SEC's role in managing financial governance? Do you think that businesses are more ethical after the passing of the Sarbanes Oxley Act? What examples are there to support you answer?

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