Purchase Solution

What are three primary roles of the SEC? How does the Sarban

Not what you're looking for?

Ask Custom Question

What are three primary roles of the SEC? How does the Sarbanes Oxley Act augment the SEC's role in managing financial governance? Do you think that businesses are more ethical after the passing of the Sarbanes Oxley Act? What examples are there to support you answer?

Purchase this Solution
Solution Summary

What are three primary roles of the SEC? How does the Sarbanes Oxley Act augment the SEC's role in managing financial governance? Do you think that businesses are more ethical after the passing of the Sarbanes Oxley Act? What examples are there to support you answer?

Solution Preview

What are three primary roles of the SEC?

1) to ensure that the security markets in the country operate fairly and as they were intended to operate
2) to ensure that individuals in the securities market deal with customers and with the data they handle fairly and ethically
3) to ensure that companies produce accurate, relevant financial statements, including full disclosures, to the public.

How does the Sarbanes Oxley Act augment the SEC's role in managing financial governance?

SOX is a joint effort ...

Purchase this Solution
Free BrainMass Quizzes
Team Development Strategies

This quiz will assess your knowledge of team-building processes, learning styles, and leadership methods. Team development is essential to creating and maintaining high performing teams.

Six Sigma for Process Improvement

A high level understanding of Six Sigma and what it is all about. This just gives you a glimpse of Six Sigma which entails more in-depth knowledge of processes and techniques.

Organizational Leadership Quiz

This quiz prepares a person to do well when it comes to studying organizational leadership in their studies.

Business Ethics Awareness Strategy

This quiz is designed to assess your current ability for determining the characteristics of ethical behavior. It is essential that leaders, managers, and employees are able to distinguish between positive and negative ethical behavior. The quicker you assess a person's ethical tendency, the awareness empowers you to develop a strategy on how to interact with them.

Academic Reading and Writing: Critical Thinking

Importance of Critical Thinking

View More Free Quizzes
Related BrainMass Solutions

  • Role of SEC and impact of SOX

    196553 Role of SEC and impact of SOX What are three primary roles of the SEC? How does the Sarbanes Oxley Act augment the SEC's role in managing financial governance? What are three primary roles of the SEC?

  • What are three primary roles of the SEC? How does the Sarban

    What examples are there to support you answer? What are three primary roles of the SEC? How does the Sarbanes Oxley Act augment the SEC's role in managing financial governance?

  • Managing financial governance

    What are three primary roles of the SEC?

  • SOX, DuPont Analysis, Liquidty Questions, and SEC

    601 words What are three primary roles of the U.S. Securities and Exchange Commission (SEC)?

  • Primary Roles of the SEC

    212789 Primary Roles of the SEC Please answer the following questions. 1. What are three primary roles of the SEC? How does the Sarbanes Oxley Act augment the SEC's role in managing financial governance?

  • GAAP - Major Objectives of Financial Reporting

    What are some possible consequences of this course of action? What organizations are responsible for governing financial reporting? What are their roles? How have the roles changed in the last 20 years?

  • Financial Ratio: users, primary objective of financial mgr

    What does it mean that that balance sheet is a snapshot of the firm at a point in time? How is the balance sheet different from the income statement? What would you say is the primary objective of a financial manager?

  • Accounting Regulators

    What is the history of the PCAOB and what is its role today? What other governing bodies are used in accounting to oversee fraudulent matters? How does the PCAOB work with these other bodies? The response is attached.

  • Describe the roles and responsibilities of management and in

    What are the three major classifications on a statement of cash flows? 14. What are the three major categories of notes or footnotes presented in annual reports? Cite an example of each 15.

View More Related Solutions