Role and Purpose of the SEC

Related BrainMass Solutions

• The solution to Internal Controls

  (The Role of the SEC, 2009). // I hope the assistance provided by me is quite sufficient to address the queries. It will surely help you to develop a better understanding of the topic discussed and enhance your knowledge.

• Sarbanes Oxley and Auditor Responsibility

  Title VII-Studies and Reports Allows the Comptroller General and the SEC to investigate and report their findings on items of public concerns such as the role of credit rating agencies in the operation of securities markets, the role investment banks

• Accounting Regulators

  This solution provides an examination of the PCAOB and the role it plays for Accountants. Also, a review of a couple of other Accounting regulatory agencies.

• Should the powers of the SEC be expanded or contracted?

  The main purpose of the SEC is to ensure fairness within the market, an efficient market, an orderly market, provide financial information and protect investors in the market. The SEC gets a mixed review.

• Purpose and Importance of Sarbanes Oxley Act

  This is a case of better something than nothing. This solution discusses the Sarbanes Oxley Act and its role in Fraud prevention.

• Role of government in irresponsible behavior of corporates

  (2 to 3 paragraphs) In your response, make sure you address the role of the SEC and other regulatory/enforcement agencies.

• Discuss what you believe the role of Congress should be rela

  The main goal is to protect investors, and the SEC maintains a tight control over the companies, and their financial statements.

• Explanation of the governing bodies for financial reporting.

  The purpose of both the FASB and SEC is to provide guidelines to companies for financial reporting.

• What are three primary roles of the SEC? How does the Sarban

  What are three primary roles of the SEC? -- To protect investors: This is by far the most important role of the SEC, and has been extensively enforced post-Enron.